Dominant Role of Horizontal Swelling Pressure in Progressive Failure of Expansive Soil Slopes: An Integrated FAHP and 3D Numerical Analysis
Year: 2026
Type: article
Abstract: Directional swelling pressure is a critical yet often overlooked factor governing the instability of expansive soil slopes. Most existing studies simplify swelling behavior as a uniform or purely vertical stress, thereby underestimating the distinct contribution of horizontal swelling pressure. In this study, an integrated framework combining the Fuzzy Analytic Hierarchy Process (FAHP), multivariate regression analysis based on 35 expansive soil samples, and three-dimensional strength-reduction numerical modeling was developed to systematically evaluate the mechanistic roles of vertical and horizontal swelling pressures in slope deformation. The FAHP and regression analyses indicate that water content is the dominant factor controlling both the free swell ratio and swelling pressure, leading to predictive relationships that link swelling behavior to fundamental physical indices. These empirical correlations were subsequently incorporated into a three-dimensional numerical model of a representative Neogene expansive soil slope. The simulation results demonstrate that neglecting swelling pressure results in substantial discrepancies between predicted and observed displacements. Vertical swelling pressure induces moderate surface uplift but exerts a limited influence on overall failure patterns. In contrast, horizontal swelling pressure markedly amplifies downslope displacement—by more than four times under saturated conditions—reduces the factor of safety by 24.7%, and promotes the progressive development of a continuous slip surface. These findings clearly demonstrate that horizontal swelling pressure is the dominant driver of progressive failure in expansive soil slopes. This study provides new mechanistic insights into swelling-induced deformation and offers a quantitative framework for incorporating directional swelling stresses into slope stability assessment, design optimization, and mitigation strategies for geotechnical structures in expansive soil regions.
Source: Applied Sciences
DOI: 10.3390/app16021110
Language: English
Subfield: Safety, Risk, Reliability and Quality
Field: Engineering
Domain: Physical Sciences
Open Access status: gold
Estimated APC paid: $2,896
OpenAlex ID: W7125514906