Developing and externally validating machine learning models to forecast short-term risk of ventilator-associated pneumonia
Year: 2026
Type: preprint
Abstract: Purpose: Ventilator-associated pneumonia (VAP) remains one of the most serious hospital-acquired infections in the intensive care unit (ICU), with high morbidity and mortality. Early identification of patients at risk for developing VAP could enable timely diagnostics and intervention. However, current clinical tools are limited in their ability to detect early physiologic signals preceding VAP onset. We aimed to build supervised machine learning models to predict short term onset of VAP. Methods: We analyzed electronic health record data from a prospective observational cohort of ICU patients, where VAP was adjudicated using a standardized published protocol by a panel of critical care physicians. Clinical features (including vital signs, ventilator settings, laboratory values, and support devices) were extracted for each patient-ICU-day. We explored unsupervised clustering to characterize feature dynamics associated with VAP onset. We built multiple machine learning models across different prediction windows (3, 5, 7 days before VAP). We examined model performance in two external cohorts, MIMIC-IV and secondary analysis of the AMIKINHAL trial. Results were evaluated with discrimination metrics such as AUROC. Results: The internal cohort included 507 patients with BAL-confirmed diagnoses: 261 developed VAP and 246 did not have VAP. Visualization using clustering identified distinct physiologic states enriched for VAP-labeled days. The best-performing model achieved an AUROC of 0.866 in predicting VAP up to seven days before clinical diagnosis. Temporal model probability trajectories showed rising model confidence in the days leading up to VAP. On external validation in MIMIC-IV, the best model achieved an AUROC of 0.817 for forecasting VAP within five days. There was low feature overlap with the AMIKINHAL trial data, leading to poor model performance. Feature analysis revealed that platelet count, positive end-expiratory pressure (PEEP), ventilator duration, and inflammatory markers were key drivers of model predictions. Conclusions: Machine learning models trained on routinely collected ICU data with careful labeling can anticipate VAP onset up to a week in advance with strong predictive performance. Model performance generalized to data from an entirely different hospital system despite differences in practice and labeling patterns, but did not perform well when there was poor feature overlap. Future work should focus on real-time prospective evaluation.
Source: medRxiv
Authors: Alec K. Peltekian, Wan-Ting Liao, Vijeeth Guggilla, Nikolay Markov, Karolina Senkow, Zewei Liao, Marjorie Kang, Luke Rasmussen, Elsa Tavernier, Stephan Ehrmann, Rebecca K. Clepp, Thomas Stoeger, Theresa Walunas, Alok Choudhary, Alexander V. Misharin, Benjamin D. Singer, GR Scott Budinger, Richard G. Wunderink, Catherine A. Gao, Ankit Agrawal, The NU SCRIPT Study Investigators
Institutions: Northwestern University, University of Chicago, Inserm, Centre Hospitalier Universitaire de Tours, methodS in Patient-centered outcomes and HEalth ResEarch, Nantes Université, Université de Tours, Clinical Investigation Center Plurithematic Tours, Centre d'Étude des Pathologies Respiratoires
Language: English
Topic: Nosocomial Infections in ICU
Field: Medicine
Domain: Health Sciences
Open Access status: green
Funders: National Science Foundation, American Heart Association, American Thoracic Society, Gilead Sciences, Northwestern University, Princeton Center for Complex Materials, National Institutes of Health, National Heart, Lung, and Blood Institute, National Institute of Allergy and Infectious Diseases
Awards: G3692266691, Frameworks: Born Physical, Studied Digitally (BP/SD) - An open platform for making physical archives findable, accessible, interoperable, and (re)usable, G3836928237, G574229947, Machine learning approaches to predict outcomes and complications in ICU patients, G9000244833, G9000316861, The Neu-Lung Consortium: Neutrophilic Mechanisms of Inflammation, Injury, and Repair in Lung and Airways Diseases
OpenAlex ID: W7126208337
