Work

Nonlinear Effects of Emerging Industrial Agglomeration on Green Transition Efficiency in China’s Urban Agglomerations: An XGBoost-SHAP-GEO Approach

Year: 2026

Type: article

Abstract: Emerging industrial agglomeration drives green transformation through knowledge spillovers and economies of scale. However, its effects exhibit pronounced nonlinearity and heterogeneity, shaped by spatial externalities and development stages. This paper investigates 19 Chinese urban agglomerations over the period 2014 to 2023. Kernel density estimation based on enterprise-level Point-of-Interest (POI) data is used to characterize spatial agglomeration patterns across eight emerging sectors. A two-stage dynamic network super-efficiency SBM model decomposes Green Transition Efficiency (GTE) into resource utilization and pollution control sub-stages. An XGBoost-SHAP-GEO analytical framework, combined with partial dependence analysis, then identifies nonlinear driving mechanisms. The main findings are as follows: First, emerging industrial agglomeration intensifies and polarizes toward the eastern coast, whereas GTE displays a “high-west, low-east” pattern. This produces a significant spatial mismatch, rooted in the near-saturation of environmental carrying capacity in eastern regions, where congestion effects exceed knowledge spillover dividends. Second, geographic characteristics constitute the primary factor shaping GTE and operate through nonlinear interactions with industrial agglomeration and R&D investment. Notably, their moderation direction is reversible, suggesting that geographic endowments should be understood as “conditional assets” rather than fixed advantages. Third, nonlinear patterns across sectors are highly heterogeneous. The bio-industry is the only sector to achieve a J-shaped positive breakthrough. Information technology and new materials exhibit persistent inhibition, while related services display an extremely narrow threshold window with the deepest negative reversal. Thus, “moderate agglomeration” is a multidimensional concept that shifts dynamically with industry type and regional endowment. Fourth, driving mechanisms display stage-dependent evolution. The incubation stage relies on natural endowments and basic industrial pull, with the green bottleneck residing in resource utilization efficiency. The growth stage faces multiple tensions from coexisting positive and negative effects. The optimization stage shifts toward R&D innovation and industrial greening, marking a qualitative transformation from MAR externalities to Jacobs externalities. In addition, the non-significant linear coefficient in the 2SLS instrumental variable test is consistent with the inverted U-shaped nonlinear finding, further validating the necessity of a nonlinear analytical framework. These findings provide differentiated governance evidence for balancing industrial agglomeration with green sustainable development.

Source: Sustainability

DOI: 10.3390/su18178658

Authors: Tingting Tang, Sai Kuang, Xu Wei

Institution: Guangxi Minzu University

Language: English

Topic: Regional Economics and Spatial Analysis

Subfield: Economics and Econometrics

Field: Economics, Econometrics and Finance

Domain: Social Sciences

SDGs: Industry, innovation and infrastructure, Sustainable cities and communities

Open Access status: gold

Estimated APC paid: $2,896