Spectroscopic ellipsometry determined dielectric function from 0.74 to 9.25 eV and band-to-band transitions in zirconia thin films fabricated by electron-beam-assisted deposition
Year: 2026
Type: article
Abstract: Zirconia (ZrO2) thin films were fabricated using an ultra-high-vacuum electron-beam physical vapor deposition technique. Spectroscopic ellipsometry (SE) data from multiple samples with different thicknesses were acquired over a broad photon-energy range of 0.74–9.25 eV to determine the frequency-dependent complex dielectric function of ZrO2 thin films. Atomic force microscopy (AFM) analysis confirms the formation of highly uniform films with an average height variation below 2 nm across the scanned areas. In the SE-based optical analysis, a five-layer model consisting of the substrate, native oxide, ZrO2 thin film, surface roughness layer, and ambient was employed within a multi-sample analysis framework. The surface roughness layer was modeled using a 50:50 effective medium approximation of the film and ambient, yielding roughness thicknesses consistent with those obtained from AFM measurements. By parameterizing the intrinsic dielectric response using a set of oscillators, a critical-point model dielectric-function analysis was applied to identify band-to-band transition parameters. These results provide a comprehensive parameterization of the dielectric function of electron-beam-deposited ZrO2 thin films and establish a robust ellipsometry-based framework for correlating thin-film structure and optical properties in ultra-wide-bandgap oxide materials.
Source: Journal of Applied Physics
DOI: 10.1063/5.0320613
Authors: Ufuk Kilic, Raymond Smith, Matthew Hilfiker, Shawn Wimer, Eva Schubert, Mathias Schubert
Institutions: University of Nebraska–Lincoln, Lund University, NanoLund
Language: English
Subfield: Biomedical Engineering
Field: Engineering
Domain: Physical Sciences
Open Access status: hybrid
Estimated APC paid: $3,500
Funders: National Science Foundation, J. A. Woollam Foundation, Knut och Alice Wallenbergs Stiftelse, Division of Materials Research, Division of Civil, Mechanical and Manufacturing Innovation, Division of Electrical, Communications and Cyber Systems, Air Force Office of Scientific Research, Office of Experimental Program to Stimulate Competitive Research
Awards: G1286853602, G2011318139, G2501386473, G2757433417, G2971774010, G3033020585, G3780816079, G3970368980, G441682718, Semiconductor-based Terahertz Traveling Wave Amplifiers for Monolithic Integration, Conference: 10th International Conference on Spectroscopic Ellipsometry, Broadband and tunable enhanced chiral light-matter interactions at the visible with new ultrathin helical metamaterials, NSF-DFG: Advances in Ion-Surface Interaction-Driven Manufacturing of One-Dimensional Metal Oxide Heterostructures, G6848461113, RII Track-1: Emergent Quantum Materials and Technologies (EQUATE)
OpenAlex ID: W7204457224
