Geometric Phase-Space Completion and Conditional Global Regularity for the 3D Incompressible Navier–Stokes Equations
Year: 2026
Type: preprint
Abstract: Correction (Nov 2026). An audit of the Lean formalization in the companion repository BenFrohman/frohmanian-tether-conditional-regularity found three vacuity / model-adequacy defects. (1) The legacy NSSolution structure did not encode the Navier–Stokes equations: solves_NS and maximal were unconstrained propositions and the lifespan was arbitrary, so a zero velocity field with lifespan 1 counted as a solution and the stated analytic-bridge target was provably false. (2) For the same reason the cited hypothesis BKMCriterion was uninhabitable, so clayB_iff_bkm_integrable, formB_implies_clayB, hypothesisB_implies_clayB and formB_Hs_bound were vacuously true. (3) In FrohmanianTripleArchitecture.lean, NavierStokesUnifiedData required continuity of strainSup on every [0,T], which already forces Hypothesis B, so hypothesisB_implies_clayStatementB and three_way_equivalence carried no information. The refutation was merged in PR #3 (merge commit 7803f272c5ef88181735a912769493e9bb475d34). The fixes (genuine classical solutions on a maximal lifespan, BKM and Kato–Ponce as named cited hypotheses, non-vacuity lemmas) were merged in PR #4 (merge commit d07c647152acee61df58dddd073cc394b5bf4f22). Full account: 10.5281/zenodo.24102969. Clay Statement (B) remains open, and nothing here proves Navier–Stokes regularity. The files of this record are unchanged. Review draft (unpublished). Conditional geometric reformulation of 3D incompressible Navier–Stokes on 𝕋³ via the Frohmanian Symplectic Tether. No unconditional large-data claim is made; the Clay Millennium problem remains open. Status summary (audited). Architecture: skew-symmetric Arnold Lie–Poisson transport {F,G}LP, plus a symmetric metriplectic sector [F,G]total = [F,G]diss + B(F,G). B is not claimed to be Poisson; there is no Jacobi identity claim for B. The Jacobi identity for the LP bracket is cited as a theorem of Marsden–Weinstein coadjoint-orbit reduction (Arnold1966, MW1983, AK1998); the paper retains its written LP convention without curls. Strict degeneracy B(F,H) ≡ 0 (projection on the velocity slot ∇×δF/δω) recovers the exact unmodified Navier–Stokes vorticity equation. Theorem A: Form B (∫ ‖S‖∞ dt bounded on every finite interval) ⇒ global smoothness for t>0; converse on finite horizons. BKM continuation stated one-directional. Theorem B: unconditional local Kato lifespan, with expanded sketch (full Kato–Ponce both terms + absorb; mollified/Galerkin + Aubin–Lions; L² uniqueness with ∇v; smoothness for t>0). Theorem C: unconditional global regularity for small critical data ‖u0‖Ḣ1/2 ≤ ε ν; smoothness for t>0. The three classical pillars are also recorded in the companion draft 10.5281/zenodo.24080310. Repaired weighted Lyapunov (author's audited status; not present as a file in this deposit): with a damped weight ϕ (0 < ϕ ≤ 1), one obtains a sign-consistent conditional energy inequality under Form B. It is no stronger than classical BKM and does not prove Form B a priori. Note on an examined unconditional attempt (five flaws; rejected). A proposed Lyapunov-functional argument for unconditional global regularity, using a mollified functional with an auxiliary field ϕ, was examined and rejected. Its gaps: (1) a sign error, since ∂tϕε ≥ 0 makes the term (κ/4)∫|ωε|⁴∂tϕε positive, adding growth of order ∫|ω|⁶ rather than quartic absorption; (2) the bound ‖∇u‖∞ ≤ CCZ‖ω‖∞ is false, because Calderón–Zygmund operators are unbounded on L∞ and the correct estimate carries a logarithm; (3) Gagliardo–Nirenberg gives no lower bound ∫|ω|⁶ ≥ cM⁶/E0, as tall thin spikes show; (4) the comparison ODE is not autonomous, since residual powers of ‖ϕε‖∞ grow with ∫M²; (5) mollification commutators were dropped. The argument assumes rather than derives a closed cubic inequality for the vorticity supremum and does not resolve Clay Statement (B). Primary manuscript — Frohmanian_Tether_Unified.tex / .pdf (plus references.bib with keys MW1983, AK1998, and companions). Includes Jacobi coadjoint-reduction remark (§2.1), expanded Theorem B three pillars, status matrix (A Conditional / B Unconditional Local / C Small-Data Global / geometry Exact / BKM one-directional / Lean scope / Clay Open), and amsplain BibTeX. Earlier Frohmanian_Tether_Full_Expanded.tex/.pdf is retained (referee-audited: BKM one-directional; smoothness for t>0). Supplementary notes Conditional_BKM_Continuation.tex/.pdf — classical BKM continuation in one-directional form; smoothness for t>0; log bound includes +‖ω‖L²; indices s>5/2. Littlewood_Paley_Conditional_and_SmallData.tex/.pdf — Kozono–Taniuchi continuation one-directional with +‖ω‖L²; Chemin/Fujita–Kato for 1≤p≤∞ with smallness linear in ν (proof scaling C/ν, not C/ν²); smoothness for t>0. Lean 4 modules (Lean / Mathlib v4.30.0-rc1; all three Lean files presently on this deposit now compile under lake env lean in NS_Millennium_Proof): FrohmanianTripleArchitecture.lean — compiles (0 sorry; axioms [propext, Classical.choice, Quot.sound]). Also builds green in CI on the private companion repo frohmanian-tether-conditional-regularity (run 42614257456: 14 declarations, three standard axioms). FrohmanianTetherComplete.lean — compiles (corrected; BKM interface one-directional; 0 sorry; axioms [propext, Classical.choice, Quot.sound]). Prior name conditional_global_regularity_iff_clay_B replaced by one-directional hypothesisB_implies_clayStatementB / clayStatementB_implies_hypothesisB. ConditionalNavierStokesTetherFull.lean — compiles (corrected; BKM interface one-directional; 0 sorry; axioms [propext, Classical.choice, Quot.sound]). Prior three_way_equivalence renamed to hypothesisB_clay_continuation (one-directional package). Scope for all three: metriplectic / degeneracy / alignment / Gronwall logic over abstract PDE input types; Clay/BKM remain assumed structure fields. No unconditional Clay resolution is claimed. FrohmanianTetherUnified.lean was not received. Python check — verify_tether_tg.py + verify_tether_tg_output.txt (rerun confirmed matching output). Related identifiers: isSupplementedBy NS_Millennium_Proof; isSupplementedBy frohmanian-tether-conditional-regularity (private). License: Apache-2.0. Creator: Frohman, Benjamin Stanley (ORCID 0009-0006-7068-3718). Keep unpublished until the author explicitly confirms.
Author: Frohman, Benjamin Stanley
Language: English
Subfield: Applied Mathematics
Field: Mathematics
Domain: Physical Sciences
Open Access status: green
OpenAlex ID: W7225656376