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Keeping up with the regulators: How to build an effective compliance programme to satisfy the Best Interest care obligation

Year: 2024

Type: article

Source: Journal of financial compliance.

DOI: 10.69554/lark2852

Authors: Stephanie Nicolas, Joshua Nathanson

Language: English

Topic: Securities Regulation and Market Practices

Subfield: Marketing

Field: Business, Management and Accounting

Domain: Social Sciences

SDG: Peace, justice, and strong institutions

Open Access status: closed

OpenAlex ID: W4405620201

FWCI:

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