Year: 2026
Type: article
Abstract: Enhancing the financial advisory framework is crucial for strengthening investor confidence, transparency, and financial stability. This theoretical paper compares Qatar’s financial advisory regulations with Canada’s, aiming to identify gaps and propose improvements for Qatar. Using a comparative analysis, the study examines regulatory practices under the Canadian Investment Regulatory Organization (CIRO) and the Qatar Financial Centre Regulatory Authority (QFCRA), focusing on standards of conduct, conflict of interest, and suitability requirements. Findings reveal notable regulatory gaps in Qatar’s framework, suggesting that adopting stricter standards could improve investor protection and advisory professionalism. Canada’s enforcement of over CAD $4 million in advisor sanctions demonstrates the potential effectiveness of such standards. The study concludes that Qatar would benefit from introducing a structured advisory licensing and education system. These recommendations offer valuable insights for policymakers and financial sector stakeholders pursuing regulatory reforms to promote sustainable economic development.
Source: Law and Financial Markets Review
Author: Obada Al-Dimashki
Language: English
Subfield: Marketing
Domain: Social Sciences
Open Access status: hybrid
Funder: Qatar National Library
OpenAlex ID: W7165173410
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